Securities Investor Protection Corporation

Results: 794



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31Finance / Money / Economy / Investment / Securities Investor Protection Corporation / United States securities law / Madoff investment scandal / Bernard Madoff / Irving Picard

smb DocFiledEntered:35:07 Pg 1 of 8

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Source URL: www.madofftrustee.com

Language: English - Date: 2016-07-21 11:21:41
32United States securities law / Finance / Self-regulatory organizations / Economy / Investment / Securities Investor Protection Corporation / Government / Securities Investor Protection Act / U.S. Securities and Exchange Commission / Net capital rule

Rules Relating to Supplemental Report on SIPC Membership 17 C.F.R. § Adopted MarchSECURITIES INVESTOR

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Source URL: www.sipc.com

Language: English - Date: 2016-07-05 15:13:24
33Finance / Money / Economy / Madoff investment scandal / Economics / Securities Investor Protection Corporation / Bernard Madoff / Irving Picard / J. Ezra Merkin / Stanley Chais / Fairfield Greenwich Group / Trust law

smb Doc 9895 FiledEntered:20:06 Pg 1 of 119

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Source URL: www.madofftrustee.com

Language: English - Date: 2015-04-29 18:09:30
34Finance / Money / Fidelity International / Economy / Fidelity Investments / Fidelity / Securities Investor Protection Corporation / FMR

One-on-one guidance from Fidelity. We can help make your future plans possible.

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Source URL: uncw.edu

Language: English - Date: 2016-06-16 15:53:26
35Investment / Financial markets / United States securities law / Systemic risk / Securities Investor Protection Corporation / Repurchase agreement / Securities Exchange Act / Broker-dealer / Net capital rule

Rules Regarding Closeout or Completion of Open Contractual Commitments

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Source URL: www.sipc.com

Language: English - Date: 2016-07-05 15:13:24
36Madoff investment scandal / Criminal investigation / Great Recession / Economics / Securities Investor Protection Corporation / Bernard Madoff / Irving Picard / J. Ezra Merkin / Madoff / Trust law / Bankruptcy / Recovery of funds from the Madoff investment scandal

smb DocFiledEntered:50:55 Pg 1 of 95

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Source URL: www.madofftrustee.com

Language: English - Date: 2016-04-28 15:27:08
37Systemic risk / New Deal agencies / Troubled Asset Relief Program / United States Department of the Treasury / Great Recession in the United States / U.S. Securities and Exchange Commission / Federal Deposit Insurance Corporation / Investor Protection and Securities Reform Act / DoddFrank Wall Street Reform and Consumer Protection Act

H. ROne Hundred Tenth Congress of the United States of America AT T H E S E C O N D S E S S I O N

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Source URL: www.reformamt.org

Language: English - Date: 2010-01-27 15:05:34
38Self-regulatory organizations / United States securities law / Financial Industry Regulatory Authority / LPL Financial / Securities Investor Protection Corporation / Registered Investment Adviser / Financial adviser

Family Law Software Report

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Source URL: www.flournoywealthmanagement.com

Language: English - Date: 2016-05-20 13:47:46
39Madoff investment scandal / Investment / Securities Investor Protection Corporation / United States securities law / Economics / Bernard Madoff / Irving Picard / Recovery of funds from the Madoff investment scandal

A Message from the SIPA Trustee’s Chief Counsel, David J. Sheehan Note: As of July 18, 2016, the SIPA Trustee has recovered or entered into agreements to recover $billion; the Madoff Victim Fund (MVF) holds appr

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Source URL: www.madofftrustee.com

Language: English - Date: 2016-07-19 09:52:21
40Investment / Securities Investor Protection Corporation / United States securities law / Madoff investment scandal / Bernard Madoff / U.S. Securities and Exchange Commission / Broker-dealer / Madoff / Recovery of funds from the Madoff investment scandal / Securities Investor Protection Act

Statement of Proposed Testimony of Stephen P. Harbeck President and Chief Executive Officer Securities Investor Protection Corporation Before the

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Source URL: www.sipc.com

Language: English - Date: 2016-07-05 15:13:24
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